INVESTMENT IN SECURITY OR COMMODITY MARKETS IS SUBJECT TO MARKET RISK". Investment in stock/commodity markets is Risky & taking loan for investment purpose can make it more risky. Capital Pride Investment Adviser does not suggest any one to take any type of loan for the subscription or investment purpose.

KINDLY NOTE THAT WE DO NOT OFFER ANY PROFIT SHARING SERVICES, GUARANTEED SERVICE AND SERVICES WHICH ARE NOT MENTIONED IN OUR WEBSITE. WE DO NOT ACCEPT ADVISORY FEE IN ANY OTHER PERSONAL BANK ACCOUNT.

Capital Pride only provide services, we do not handle any Demat Account. Do Not share your account details if any one ask.
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Suitability Assessment

Suitability Assessment Policy

1.
Introduction

As a SEBI-registered Investment Advisor, we are committed to ensuring that our investment advice align with the financial goals, risk tolerance, and investment knowledge of our clients. In compliance with the SEBI (Investment Advisor) Regulations, 2013, particularly Regulations 16 and 17, we have established a structured suitability assessment framework.

2.
Purpose and Scope

The suitability assessment aims to:

  • Align investment advice with the client’s financial objectives.
  • Ensure that the client’s risk tolerance is accurately evaluated.
  • Confirm that the client has the necessary experience and understanding of associated investment risks.

This policy applies to all investment advice provided to clients, ensuring that recommendations are tailored based on their risk profile.

3.
Risk Categorization & Client Classification

To ensure appropriate investment recommendations, clients are classified into three categories based on their risk appetite:

Category Investment Approach Recommended Services
Conservative Prioritizes capital preservation, avoids high-risk assets. Not offered any investment services.
Moderate Accepts some level of risk for potential gains. Services under Group A.
Aggressive Willing to take significant risks for high returns. Services under Group A & Group B.
4.
Investment Services & Risk Matching

To further align investment products with client risk profiles, our services are categorized based on risk exposure:

Group A (Medium Risk) Group B (High Risk)
Stock Cash All other services mentioned on website.
Cash Premium
Index Option
  • Group A Services: Suitable for clients with a moderate risk appetite. These services offer medium risk and reward, with exposure to market fluctuations.
  • Group B Services: Recommended for aggressive investors seeking high-risk, high-return opportunities. Capital may be fully at risk, and positions may require holding over time.
5.
Key Considerations in Suitability Assessment
  • Financial Goals & Risk Appetite: Investment recommendations are tailored to align with the client’s objectives and ability to withstand market fluctuations.
  • Investment Experience:Clients with limited market experience are advised to opt for lower-risk services.
  • Regulatory Compliance: All investment advice is provided in accordance with SEBI guidelines and industry best practices.
6.
Conclusion

This suitability assessment policy ensures that our investment advisory services remain transparent, ethical, and aligned with each client’s unique financial profile. By classifying both clients and investment products appropriately, we aim to provide well-structured, informed, and risk-adjusted investment recommendations.